Compliance Officer

• Own the marketing material review and approval process for high volumes of marketing materials, due diligence questionnaires, social media, and investor relations materials to ensure compliance with SEC, FINRA, and other regulations.
• Manage and maintain Sixth Street's Global Capital Markets compliance program, including regulatory reporting obligations (e.g., ADV, Form PF).
• Design and draft policies and procedures, lead new compliance initiatives, and enhance compliance workflows using technology and AI.

This role ensures that Sixth Street's marketing and distribution activities comply with regulations, fostering trust and integrity in the financial markets while supporting the firm's mission to provide innovative investment solutions.

• 5+ years of relevant compliance experience at an asset manager or private fund investment adviser.
• Strong understanding of SEC Marketing Rule and its application in private fund marketing.
• Bachelor's Degree required; MBA and/or JD preferred.
• Detail-oriented, proactive, with strong analytical, organizational, and communication skills.

Base salary between $175,000 and $200,000, plus annual discretionary bonus and competitive benefits including health, life, disability insurance, 401(k) plan, paid public holidays, paid sick days, and additional reasonable time off.

Sixth Street is a leading global investment firm dedicated to developing themes and offering solutions to companies across all stages of growth, operating as one unified team to serve institutional investors worldwide.